About this database

Continuous coverage
2008-01-01 to 2023-06-01
Total number of decisions
787
Last update
2025-02-10
Notices
In addition to the CanLII Terms of Use, the Investment Industry Regulatory Organization of Canada (“CAIIROC”) website contains certain terms and conditions of use which apply to the CAIIROC decision documents accessed through the CanLII website. Please see “Permitted Use of the Website”, “Disclaimers, Liability Exclusions/Limitations/Release and Indemnity” and “Trademark Information” sections of the CAIIROC Website Use Agreement on the CAIIROC website, which is incorporated by reference herein. As of June 1st, 2023, the Mutual Fund Dealers Association of Canada and the Investment Industry Regulatory Organization of Canada were merged into a new single tribunal called the Canadian Investment Regulatory Organization.
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Recent decisions

Date Decision
2023-05-19 Re Danielak, 2023 IIROC 5 (CanLII)
2023-04-26 Re Harwood, 2023 IIROC 4 (CanLII)
2023-04-25 Re Poulin, 2023 IIROC 3 (CanLII)
2023-04-19 Re White, 2023 IIROC 2 (CanLII)
2023-02-24 Re Brant Securities Limited, 2023 IIROC 1 (CanLII)
2023-02-22 Re Regent Capital Partners, 2022 IIROC 37 (CanLII)
2023-02-11 Re Rutledge, 2022 IIROC 36 (CanLII)
2023-01-17 Re Maurice, 2022 IIROC 35 (CanLII)
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